LEGAL & REGULATORY DISCLOSURES

King Ridge Capital Advisors, LLC
King Ridge Capital Advisors, LLC (“King Ridge” or the “Firm”) is an investment adviser registered with the U.S. Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. Registration does not imply a certain level of skill or training and does not constitute an endorsement by the SEC. Additional information about King Ridge is available in its Form ADV Part 2A at www.adviserinfo.sec.gov.

NO OFFER; INFORMATIONAL PURPOSES ONLY
The information on this website is provided for informational and educational purposes only and does not constitute investment advice, a recommendation, or an offer to sell or a solicitation of an offer to buy any security in any jurisdiction where such offer would be unlawful. Any offering will be made only pursuant to applicable offering documents and in accordance with applicable securities laws.

Nothing contained herein constitutes tax, legal, accounting, or regulatory advice. Prospective investors should consult their own professional advisers regarding their specific circumstances.

INVESTMENT RISK
All investments involve risk, including the possible loss of principal. There can be no assurance that any investment strategy will achieve its objectives.

Investments in insurance-linked securities (“ILS”), including catastrophe bonds and related instruments, involve unique risks including natural catastrophe and event risk, modeling limitations, trigger uncertainty (including indemnity, parametric, and industry-loss triggers), liquidity risk, credit and counterparty risk, collateral risk, spread volatility, regulatory risk, and climate-related risk. Investors may lose part or all of their investment if covered events meet contractual trigger conditions.

PERFORMANCE & MARKETING RULE DISCLOSURE
Past performance is not indicative of future results. Any performance data presented may reflect historical results and may not represent current performance.

Index performance is provided for illustrative purposes only. Indices are unmanaged, do not reflect the deduction of fees or expenses, and are not available for direct investment.

Where hypothetical, projected, back-tested, model, extracted, or simulated performance is presented, such results have inherent limitations and do not represent actual trading. Hypothetical performance may under- or over-compensate for the impact of certain market factors. Actual results may differ materially.

This website and related materials may constitute an advertisement under Rule 206(4)-1 of the Investment Advisers Act of 1940. Any testimonials, endorsements, or third-party ratings are subject to applicable disclosure requirements. Unless otherwise disclosed, no compensation has been provided for such endorsements, and third-party opinions may not reflect the views of King Ridge.

Certain statements may contain forward-looking information based on current expectations and assumptions. Such statements involve risks and uncertainties, and actual results may differ materially.

ETF & SUB-ADVISORY RELATIONSHIPS
King Ridge serves as sub-advisor or delegated portfolio manager to certain exchange-traded products sponsored or issued by third parties, including products sponsored by Brookmont Capital Management and products issued via HANetf. These entities are separate and independent organizations. King Ridge’s role is limited to providing portfolio management services pursuant to contractual arrangements and does not include distribution, custody, administration, or shareholder servicing functions.

Shares of exchange-traded funds (“ETFs”) are bought and sold at market price on an exchange and are not individually redeemable. Shares may trade at a premium or discount to net asset value (NAV). Brokerage commissions and other transaction costs may apply.

Investors should carefully consider a fund’s investment objectives, risks, charges, and expenses before investing. The prospectus and Key Information Document (KID), where applicable, contain this and other important information and should be read carefully before investing.

UCITS & EUROPEAN REGULATORY NOTICE
Where King Ridge acts as delegated portfolio manager to a UCITS fund, the UCITS management company retains ultimate regulatory responsibility under the UCITS Directive (Directive 2009/65/EC, as amended).

Information relating to UCITS products is intended for professional investors or eligible counterparties as defined under Directive 2014/65/EU (MiFID II), unless otherwise indicated.

Marketing communications are provided in accordance with applicable European regulations, including Regulation (EU) 2019/1156 and related ESMA guidance. Marketing materials must be fair, clear, and not misleading and must be consistent with the official prospectus and KID
.

THIRD-PARTY CONTENT & JURISDICTION
Links to third-party websites are provided for convenience only. King Ridge does not control, endorse, or assume responsibility for the content, accuracy, completeness, or privacy practices of third-party websites.

This website is not directed at any person in any jurisdiction where its publication or availability would be contrary to local law or regulation. Persons accessing this website do so on their own initiative and are responsible for compliance with applicable laws.

CONFLICTS OF INTEREST
As an investment adviser, King Ridge may have conflicts of interest, including those related to fee structures, sub-advisory relationships, allocation of investment opportunities, and personal trading by employees. The Firm maintains policies and procedures designed to identify and mitigate such conflicts in accordance with applicable law. Additional information is available in Form ADV Part 2A.